DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Guiding Wealth Management, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Deirdre Mairead Hegarty | Guiding Wealth Management, LLC state registered | Branch & Bloom Financial Planning, LLC state registered | Other | Apr 6, 2026 | Jan 6, 2026 |
| Joseph Francisco Schneider | Guiding Wealth Management, LLC state registered | Core Planning independent RIA | Other | Jan 9, 2026 | Feb 11, 2026 (33 d) |
| Eunsoo Chung | Guiding Wealth Management, LLC state registered | Xypn Sapphire independent RIA | Other | Aug 25, 2025 | Aug 28, 2025 |
| Tricia A Prehle | Guiding Wealth Management, LLC state registered | Equita Financial Network, Inc. independent RIA | Other | Dec 23, 2024 | Jul 28, 2026 (582 d) |
| Korinne Kay Sugasawara | Guiding Wealth Management, LLC state registered | Core Planning independent RIA | Other | Dec 23, 2024 | Jan 29, 2025 (37 d) |
| Matthew Allen Fizell | Guiding Wealth Management, LLC state registered | Harmony Wealth state registered | Other | May 21, 2021 | Jun 4, 2021 |
Page 1 of 1
6 moves match.