DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Firstpoint Financial, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Aisling Marie-Patricia Carroll-Transom | Firstpoint Financial, LLC other | Mariner other | Other | Mar 22, 2017 | Mar 22, 2017 |
| Valerie Elizabeth Escobar | Firstpoint Financial, LLC other | LPL Financial LLC BD affiliated | Other | Mar 22, 2017 | Aug 5, 2024 (2693 d) |
| Ryan John Graves | Firstpoint Financial, LLC other | Mariner BD affiliated | Other | Mar 22, 2017 | Aug 5, 2026 (3423 d) |
| Ethan Wade Hutcheson | Firstpoint Financial, LLC other | V Wealth Advisors LLC independent RIA | Other | Mar 22, 2017 | Feb 6, 2020 (1051 d) |
| Nathan Ryder Dorn | Firstpoint Financial, LLC other | Mariner other | Other | Mar 22, 2017 | Dec 16, 2016 |
| Luke N Eide | Firstpoint Financial, LLC no RAUM | Robert W. Baird & Co. Incorporated other | Other | Nov 16, 2015 | Nov 11, 2015 |
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6 moves match.