DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Blue Water Asset Management
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Scott Randall Nicholson | Blue Water Asset Management independent RIA | Advize Wealth Management state registered | RIA to a state-registered adviser | Sep 30, 2025 | Oct 10, 2025 |
| Michael Scott Green | Blue Water Asset Management independent RIA | Ace Management state registered | RIA to a state-registered adviser | Sep 29, 2022 | Jan 2, 2024 (460 d) |
| Darin Andrew Stevens | Blue Water Asset Management independent RIA | LPL Financial LLC BD affiliated | RIA to affiliated broker-dealer or bank | Feb 3, 2022 | Jan 25, 2022 |
| Joseph Panfil | Blue Water Asset Management independent RIA | LPL Financial LLC independent RIA | RIA to RIA | Mar 23, 2018 | Feb 14, 2018 |
| Robert Wayne Stites | Blue Water Asset Management other | LPL Financial LLC independent RIA | Other | Feb 15, 2018 | Feb 14, 2018 |
| Richard Lee Stites | Blue Water Asset Management other | LPL Financial LLC independent RIA | Other | Feb 15, 2018 | Feb 14, 2018 |
Page 1 of 1
6 moves match.