DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Larimer Capital Corporation
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Cathy Louise Nowalk | Larimer Capital Corporation independent RIA | Osaic Fa, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Jan 29, 2020 | Feb 5, 2020 |
| Patrick John Cleary | Larimer Capital Corporation independent RIA | Alpha Cubed Investments, LLC independent RIA | RIA to RIA | Mar 22, 2019 | Mar 8, 2019 |
| Michael T Cleary | Larimer Capital Corporation independent RIA | Oneamerica Securities, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Mar 21, 2019 | Apr 18, 2019 |
| David Andrew Henderson | Larimer Capital Corporation other | Creativeone Securities, LLC other | Other | May 9, 2014 | May 9, 2014 |
| Scott Patrick Evans | Larimer Capital Corporation other | Tiaa-Cref Trust Company, Fsb unclassified | Other | Mar 19, 2004 | Sep 27, 2004 (192 d) |
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5 moves match.