DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Sovereign Wealth Advisors LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| David George Hanson | Sovereign Wealth Advisors LLC independent RIA | Stratos Wealth Partners, Ltd BD affiliated | RIA to affiliated broker-dealer or bank | Aug 24, 2026 | Sep 26, 2025 |
| Samuelson Itaborai Drumond | Sovereign Wealth Advisors LLC independent RIA | Drumond Wealth Management state registered | RIA to a state-registered adviser | Nov 6, 2024 | Feb 23, 2024 |
| Suzette Tejeda | Sovereign Wealth Advisors LLC independent RIA | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | RIA to wirehouse | Mar 29, 2019 | Apr 8, 2019 |
| Marcus Jasso | Sovereign Wealth Advisors LLC independent RIA | Overlook Park Wealth, LLC state registered | RIA to a state-registered adviser | Mar 20, 2019 | Apr 18, 2019 |
| Paul Anthony Dickens | Sovereign Wealth Advisors LLC other | Park Avenue Securities LLC other | Other | Nov 20, 2017 | Sep 28, 2017 |
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5 moves match.