DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from First Western Securities, Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Charles R. Green | First Western Securities, Inc. other | Sagepoint Financial, Inc. other | Other | Oct 8, 2015 | Oct 8, 2015 |
| Bradley Dowell Linch | First Western Securities, Inc. other | Linch Financial, LLC state registered | Other | Oct 2, 2013 | Sep 18, 2013 |
| Ryan C. Walton | First Western Securities, Inc. other | LPL Financial LLC other | Other | Mar 19, 2010 | Mar 19, 2010 |
Page 1 of 1
3 moves match.