DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Mariner Wealth Advisors
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Patrick Joseph Howley | Mariner Wealth Advisors independent RIA | Mariner other | Other | Jul 3, 2018 | Jun 22, 2015 |
| Betsy E Dow | Mariner Wealth Advisors independent RIA | Mariner other | Other | Jul 3, 2018 | Jun 22, 2015 |
| Stephen C Dolan | Mariner Wealth Advisors independent RIA | Mariner other | Other | Jul 3, 2018 | Nov 5, 2015 |
| Debra J Light | Mariner Wealth Advisors independent RIA | Mariner other | Other | Jul 3, 2018 | Sep 23, 2016 |
| Matthew Douglas Fisher | Mariner Wealth Advisors independent RIA | Mariner other | Other | Jul 3, 2018 | Sep 23, 2016 |
| Jeffrey Michael Rainwater | Mariner Wealth Advisors independent RIA | Mariner other | Other | Jul 3, 2018 | Sep 23, 2016 |
| Francisco Javier Iglesias | Mariner Wealth Advisors independent RIA | Mariner other | Other | Jul 3, 2018 | Dec 5, 2017 |
| Lauren Michele Maher | Mariner Wealth Advisors independent RIA | Mariner other | Other | Jul 3, 2018 | Mar 16, 2018 |
| Ryan Michael Bowman | Mariner Wealth Advisors other | Mariner other | Other | Mar 20, 2017 | Sep 23, 2016 |
| Timothy Daniel Harden | Mariner Wealth Advisors other | Mariner other | Other | Feb 14, 2017 | Sep 23, 2016 |
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10 moves match.