DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from First Dallas Securities, Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Kristi Ann Denham | First Dallas Securities, Inc. independent RIA | LPL Financial LLC independent RIA | RIA to RIA | May 1, 2019 | Apr 26, 2019 |
| Richard Coolidge Ford | First Dallas Securities, Inc. other | Tfr Advisors Llp other | Other | Jun 8, 2012 | Jan 7, 2013 (213 d) |
| Robert Leo Kerch | First Dallas Securities, Inc. other | Hodges Capital Management Inc other | Other | Nov 2, 2011 | Jun 8, 2009 |
| Ditzler J. Walker | First Dallas Securities, Inc. other | Ameriprise Financial Services, LLC national BD | Other | Aug 2, 2010 | May 11, 2011 (282 d) |
| Brad Robert Sanders | First Dallas Securities, Inc. other | Tectonic Advisors LLC no RAUM | Other | Mar 9, 2009 | Mar 11, 2009 |
| James Reginald Davis | First Dallas Securities, Inc. other | Hodges Capital Management Inc other | Other | Jul 30, 2007 | Jan 3, 2007 |
| Scott William Phillips | First Dallas Securities, Inc. other | Service Academy Capital Management LLC independent RIA | Other | Jan 3, 2007 | Nov 29, 2018 (4348 d) |
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7 moves match.