DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Miramontes Capital, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Brian Kenneth Altounian | Miramontes Capital, LLC independent RIA | Vanderbilt Advisory Services BD affiliated | RIA to affiliated broker-dealer or bank | Feb 17, 2026 | Mar 2, 2026 |
| Jason Bryce Vanclef | Miramontes Capital, LLC independent RIA | Chicago Capital Management Advisors, LLC independent RIA | RIA to RIA | Dec 12, 2025 | Dec 22, 2025 |
| Scott Edward Breault | Miramontes Capital, LLC independent RIA | LPL Financial LLC BD affiliated | RIA to affiliated broker-dealer or bank | Aug 25, 2025 | May 28, 2026 (276 d) |
| Jon Pinckney | Miramontes Capital, LLC independent RIA | Citigroup Global Markets Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Dec 8, 2023 | Dec 12, 2023 |
| Mohammed Moustafa Eid | Miramontes Capital, LLC independent RIA | Cuso Financial Services, L.P. BD affiliated | RIA to affiliated broker-dealer or bank | Apr 17, 2023 | May 23, 2023 (36 d) |
| Helmut Garcia | Miramontes Capital, LLC independent RIA | MML Investors Services, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Feb 19, 2021 | Jun 9, 2021 (110 d) |
| Kang Lee | Miramontes Capital, LLC independent RIA | J.P. Morgan Private Wealth Advisors LLC BD affiliated | RIA to affiliated broker-dealer or bank | Feb 10, 2020 | Sep 30, 2019 |
| Kim Thanh Dang | Miramontes Capital, LLC independent RIA | LPL Financial LLC BD affiliated | RIA to affiliated broker-dealer or bank | Jul 8, 2019 | Oct 7, 2019 (91 d) |
| Isaiah Alexander Real | Miramontes Capital, LLC other | Laguna Wealth Advisors, LLC independent RIA | Other | Jan 2, 2018 | Dec 4, 2017 |
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9 moves match.