DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Wealth Management Solutions

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Martin Llewellyn HopkinsWealth Management Solutions independent RIAModern Wealth Management, LLC independent RIARIA to RIAAug 7, 2024May 17, 2024
Markku Taneli HapponenWealth Management Solutions independent RIAModern Wealth Management, LLC independent RIARIA to RIAAug 7, 2024May 17, 2024
Adam WilkinsWealth Management Solutions independent RIAModern Wealth Management, LLC independent RIARIA to RIAAug 7, 2024May 17, 2024
John Clark SullivanWealth Management Solutions independent RIAGirard Advisory Services, LLC independent RIARIA to RIAApr 20, 2020Sep 16, 2020 (149 d)
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4 moves match.