DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from The Life Group Financial Services
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Casey Scott Hayden | The Life Group Financial Services independent RIA | Mutual Advisors, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Feb 28, 2024 | May 10, 2024 (72 d) |
| Craig Allen Ratz | The Life Group Financial Services independent RIA | Calculated Wealth independent RIA | RIA to RIA | Feb 28, 2023 | Apr 7, 2023 (38 d) |
| Stefan Arthur Johnson | The Life Group Financial Services independent RIA | Transamerica Financial Advisors, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Sep 6, 2018 | Dec 5, 2018 (90 d) |
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3 moves match.