DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Curi Capital
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Cameron John Rosenow | Curi Capital mixed wealth | Northrock Partners, LLC independent RIA | RIA to RIA | Aug 4, 2023 | Aug 4, 2023 |
| Erin Tobin Rogers | Curi Capital mixed wealth | Northrock Partners, LLC independent RIA | RIA to RIA | Aug 4, 2023 | Aug 4, 2023 |
| Joseph Allen Dillon | Curi Capital mixed wealth | Creative Planning independent RIA | RIA to RIA | Mar 8, 2023 | Mar 13, 2023 |
| Thomas Vincent Kelly | Curi Capital independent RIA | Kelly Investment Management, LLC state registered | RIA to a state-registered adviser | Dec 7, 2021 | Jan 13, 2023 (402 d) |
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4 moves match.