DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from First Capital Advisors Group, LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Jeffrey R SchulteFirst Capital Advisors Group, LLC independent RIAWealth Enhancement Advisory Services, LLC independent RIARIA to RIAOct 13, 2023Sep 1, 2023
James Dwight HilesFirst Capital Advisors Group, LLC independent RIAWealth Enhancement Advisory Services, LLC independent RIARIA to RIAOct 13, 2023Sep 11, 2023
James DeeFirst Capital Advisors Group, LLC independent RIAWealth Enhancement Advisory Services, LLC independent RIARIA to RIAOct 13, 2023Sep 1, 2023
Stephen W HodgettsFirst Capital Advisors Group, LLC independent RIAWealth Enhancement Advisory Services, LLC independent RIARIA to RIAOct 13, 2023Sep 1, 2023
Troy MoyerFirst Capital Advisors Group, LLC independent RIAMoyer Wealth Management state registeredRIA to a state-registered adviserDec 23, 2021Dec 17, 2021
John R BonnemortFirst Capital Advisors Group, LLC independent RIAFidelity Personal And Workplace Advisors BD affiliatedRIA to affiliated broker-dealer or bankJan 15, 2020Aug 9, 2021 (572 d)
David Adams GallmanFirst Capital Advisors Group, LLC otherLegacy Wealth Management, LLC independent RIAOtherFeb 22, 2017Oct 6, 2017 (226 d)
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7 moves match.