DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from First Ascent Asset Management, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Karen Louise Garcia | First Ascent Asset Management, LLC independent RIA | Geowealth Management LLC independent RIA | RIA to RIA | Mar 25, 2024 | Jan 5, 2026 (651 d) |
| Patrick James Krulik | First Ascent Asset Management, LLC independent RIA | Geowealth Management LLC independent RIA | RIA to RIA | Mar 25, 2024 | Apr 26, 2024 (32 d) |
| Malcolm Ian Mackillop | First Ascent Asset Management, LLC independent RIA | Geowealth Management LLC independent RIA | RIA to RIA | Mar 25, 2024 | May 3, 2024 (39 d) |
| Charles D Staples | First Ascent Asset Management, LLC independent RIA | Geowealth Management LLC independent RIA | RIA to RIA | Mar 25, 2024 | Jan 5, 2026 (651 d) |
| Ryann Randall | First Ascent Asset Management, LLC independent RIA | Strategic Advisers LLC national BD | RIA to affiliated broker-dealer or bank | Aug 8, 2017 | Feb 5, 2024 (2372 d) |
Page 1 of 1
5 moves match.