DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Worthfm
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Bridgot Sharon Basile | Worthfm other | North Capital independent RIA | Other | Dec 31, 2017 | Sep 30, 2019 (638 d) |
| Jordan Kailipani'O Bastien | Worthfm other | RBC Capital Markets, LLC national BD | Other | Dec 31, 2017 | Jun 12, 2018 (163 d) |
| Michael John Gambol | Worthfm no RAUM | Wells Fargo Advisors wirehouse | Other | Jun 2, 2016 | Aug 9, 2018 (798 d) |
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3 moves match.