DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Dgs Capital Management
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Matthew James Gomoll | Dgs Capital Management independent RIA | Cwm, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Apr 21, 2020 | Jan 28, 2020 |
| Steven Mitchell Laska | Dgs Capital Management independent RIA | Hodges Capital Management Inc mixed wealth | RIA to RIA | Dec 31, 2019 | Nov 26, 2019 |
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2 moves match.