DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Cultivating Wealth

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Rebecca J IncledonCultivating Wealth independent RIAHer Personal Finance state registeredRIA to a state-registered adviserApr 28, 2026May 7, 2026
Audrey Katherine EmersonCultivating Wealth independent RIAAdviceonly no RAUMRIA to a newly registered adviserMar 17, 2025Mar 28, 2025
Suzanne Kaiser HighetCultivating Wealth independent RIACore Planning independent RIARIA to RIAOct 26, 2022Apr 10, 2023 (166 d)
Nannette L. BeltCultivating Wealth independent RIAEcho45 Advisors LLC independent RIARIA to RIASep 26, 2022Sep 26, 2022
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4 moves match.