DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Touchstone Capital, Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Theodore Stephen Kerr | Touchstone Capital, Inc. independent RIA | Raymond James Financial Services Advisors, Inc BD affiliated | RIA to affiliated broker-dealer or bank | Dec 31, 2025 | Sep 15, 2025 |
| Timothy Edward Curtis Menefee | Touchstone Capital, Inc. independent RIA | Raymond James Financial Services Advisors, Inc BD affiliated | RIA to affiliated broker-dealer or bank | Dec 31, 2025 | Sep 15, 2025 |
| Jaime Lee Croissant | Touchstone Capital, Inc. independent RIA | Raymond James Financial Services Advisors, Inc BD affiliated | RIA to affiliated broker-dealer or bank | Dec 31, 2025 | Sep 15, 2025 |
| Markus Lamont Williams | Touchstone Capital, Inc. independent RIA | Raymond James Financial Services Advisors, Inc BD affiliated | RIA to affiliated broker-dealer or bank | Dec 31, 2025 | Sep 15, 2025 |
| Philip Herbster | Touchstone Capital, Inc. independent RIA | Stratos Wealth Partners, Ltd BD affiliated | RIA to affiliated broker-dealer or bank | Feb 7, 2025 | Mar 19, 2025 (40 d) |
| David Simeone | Touchstone Capital, Inc. independent RIA | Creative Financial Designs, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Jan 9, 2024 | Dec 21, 2023 |
| Scott Wilbur Lucas | Touchstone Capital, Inc. independent RIA | Beacon Wealth Consultants, Inc. independent RIA | RIA to RIA | Jan 3, 2022 | Jan 10, 2022 |
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7 moves match.