DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Douglas C. Lane & Associates
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Thomas Decker | Douglas C. Lane & Associates independent RIA | Cerity Partners LLC independent RIA | RIA to RIA | Jun 30, 2025 | Jan 6, 2023 |
| Amanda A Tappen | Douglas C. Lane & Associates independent RIA | First Manhattan Co. LLC BD affiliated | RIA to affiliated broker-dealer or bank | Mar 27, 2024 | Jun 5, 2024 (70 d) |
| Emma Keidy Mcgraw | Douglas C. Lane & Associates independent RIA | First Manhattan Co independent RIA | RIA to RIA | Jul 20, 2022 | Sep 29, 2022 (71 d) |
| Stephanie Torosian | Douglas C. Lane & Associates independent RIA | Wells Fargo Advisors wirehouse | RIA to wirehouse | Jun 28, 2022 | Jul 26, 2022 |
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4 moves match.