DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from II Technology, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Christopher Albert King | II Technology, LLC independent RIA | Cedrus Wealth Group independent RIA | RIA to RIA | Jul 11, 2025 | Aug 19, 2025 (39 d) |
| Kathryn A Caldwell | II Technology, LLC independent RIA | LPL Financial LLC BD affiliated | RIA to affiliated broker-dealer or bank | Mar 31, 2023 | May 4, 2023 (34 d) |
| Craig Lawrence Caudle | II Technology, LLC independent RIA | Lee Financial Company, LLC independent RIA | RIA to RIA | Jun 1, 2021 | Jun 21, 2021 |
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3 moves match.