DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Yfp Wealth

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Angel MelgozaYfp Wealth independent RIAFinancial Life Advisors independent RIARIA to RIAJun 23, 2026Jun 24, 2026
Thomas GrovesYfp Wealth independent RIALPL Financial LLC BD affiliatedRIA to affiliated broker-dealer or bankMar 31, 2025Jul 9, 2025 (100 d)
Christina Michelle SlavonikYfp Wealth independent RIAMercer Global Advisors Inc. independent RIARIA to RIASep 3, 2024Nov 4, 2024 (62 d)
Kelly Reddy-HeffnerYfp Wealth independent RIA80 West Asset Management, LLC state registeredRIA to a state-registered adviserJan 11, 2024Apr 15, 2024 (95 d)
Thomas Andrew AraszYfp Wealth independent RIABmore Financially Fit unclassifiedOtherSep 3, 2021Nov 20, 2023 (808 d)
Christina Michelle SlavonikYfp Wealth independent RIAKeener Financial Planning independent RIARIA to RIAJan 13, 2020Feb 6, 2020
Page 1 of 1
6 moves match.