DFX Intelligence
RIA Intelligence
Advisor moves
Departures from Wolff Financial Management LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Frank Gardner Pereiro | Wolff Financial Management LLC independent RIA | Edward Jones national BD | RIA to affiliated broker-dealer or bank | Nov 13, 2023 | Jun 21, 2022 |
| Jonathan Michael Vargo | Wolff Financial Management LLC independent RIA | Osaic Institutions, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Aug 6, 2020 | Aug 20, 2020 |
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2 moves match.