DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from The Harvest Group
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Roger Henry Ingwersen | The Harvest Group independent RIA | Allworth Financial, L.P. BD affiliated | RIA to affiliated broker-dealer or bank | Aug 10, 2023 | Oct 9, 2024 (426 d) |
| Laurie Ellen Ingwersen | The Harvest Group independent RIA | Allworth Financial, L.P. BD affiliated | RIA to affiliated broker-dealer or bank | Aug 10, 2023 | Aug 1, 2023 |
| Timothy Mazanec | The Harvest Group independent RIA | Allworth Financial, L.P. BD affiliated | RIA to affiliated broker-dealer or bank | Aug 10, 2023 | Jul 5, 2023 |
| Thomas Bartolomeo | The Harvest Group independent RIA | Savior Wealth no RAUM | RIA to a newly registered adviser | Jun 11, 2019 | Feb 22, 2019 |
| Todd Michael Ingwersen | The Harvest Group independent RIA | Savior Wealth no RAUM | RIA to a newly registered adviser | Jun 11, 2019 | Feb 22, 2019 |
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5 moves match.