DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
S••••• W•••••
Wealth manager with institutional or fund businessWellesley, MassachusettsCRD 299178SEC 801-114564websiteIAPD
Legal name S••••• L••
Latest filing Mar 31, 2026
First filing on the tape Dec 12, 2018 · 36 filings
SEC status approved since Jan 28, 2019
RAUM
$140M
reported, Item 5.F
Discretionary
25%
of RAUM
Private clients
33%
$46.4M individuals and HNW
Advisors
5
registered through the firm on IAPD
RAUM per advisor
$28.0M
derived; firm RAUM over IAPD count
Employees
3
2 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
12
reported on Schedule D
History
36 filings and snapshots on the tape
RAUM$140M as of Mar 31, 2026
Feb 20, 2020$244M then
HNW client RAUM$28.1M as of Mar 31, 2026
Feb 20, 2020$159M then
State-registered IARs (5.B.3)3 as of Mar 31, 2026
Feb 20, 20206 then
Employees (5.A)3 as of Mar 31, 2026
Feb 20, 202013 then
Private funds12 as of Mar 31, 2026
Mar 21, 202210 then
RAUM +26% over the last fiscal year-2.0% a year over threeIARs 3 to 3
Practice profile
derived from the filing of Mar 31, 2026; every figure names its basis
Archetypes, each a printed rule
- Dual wealth and asset manager · private-client share 20 to 60 percent and fund or institutional share at least 30 percent
- RAUM per advisor
- $28.0MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 29derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $1.7MderivedHNW RAUM over HNW clients
- Average account
- $462,837derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 25%derivedof RAUM
- Institutional
- 5.3%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 0.6derivedItem 5.A over advisors
- Advisors per office
- 2.5derived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- +26%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- -7.0%derived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, pension consultingreportedItem 5.G
- Wrap fee program
- $36.7MreportedItem 5.I
- Custody
- $12.2M, 50 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$86.5M62%
- High-net-worth individuals$28.1M20%
- Individuals$18.3M13%
- Insurance companies$7.4M5.3%
- Individual clients
- 130reported
- HNW clients
- 17reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 303reported
- Financial planning clients
- 251-500reported
- Wrap fee programs
- $0 sponsored, $0 managedreported
- Custody of client assets
- $12.2M for 50 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.33 fund_share=0.62 institutional_share=0.05 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
5 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| T••• M•••••• I••••••••Certified Financial Planner | Wellesley, Ma | Feb 22, 2019 | 29 y | 4 |
| S•••• M• C••••••••• | Wellesley, Ma | May 13, 2021 | 25 y | 0 |
| M•••••• J••• M••••••••• | Brockton, Ma | Oct 4, 2022 | 26 y | 3 |
| R••••• B•••••• | Wellesley, Ma | Mar 29, 2024 | 15 y | 1 |
| J••• J• K••••• | Wellesley, Ma | May 21, 2024 | 10 y | 1 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount1 left over 36 months
Left, latest
- K•••••• L• D••• to M•• I•••••••• S•••••••• L••Feb 20, 2024 · RIA to affiliated broker-dealer or bank
- J•••• A••••• F••••• to N•••••• A•••••••Jun 12, 2023 · RIA to affiliated broker-dealer or bank
- S••••• G•••••• to N•••••• A•••••••Jun 12, 2023 · RIA to affiliated broker-dealer or bank
- A•••••• T••••• B••••••••• to N•••••• A•••••••May 17, 2023 · RIA to affiliated broker-dealer or bank
- T••••• B••••••••• to N•••••• A•••••••May 17, 2023 · RIA to affiliated broker-dealer or bank
- J••••••• C•••••• P•••• to E•••••••• A•••• M••••••••• L••Sep 9, 2021 · RIA to RIA
Joined, latest
- J••• J• K••••• from T•• P•••••• F•••••••• G••••• L••May 21, 2024 · RIA to RIA
- R••••• B•••••• from T•• P•••••• F•••••••• G••••• L••Mar 29, 2024 · RIA to RIA
- M•••••• J••• M••••••••• from T•• P•••••• F•••••••• G••••• L••Oct 4, 2022 · RIA to RIA
- K•••••• L• D••• from S••••••• F•••••••• S•••••••• I•••Feb 21, 2020 · Affiliated broker-dealer or bank to independent RIA
- J•••• A••••• F••••• from L•• F•••••••• L••Oct 22, 2019 · RIA to RIA
- J••••••• C•••••• P•••• from U•• F•••••••• S••••••• I•••Apr 24, 2019 · Wirehouse to a newly registered adviser (no RAUM reported yet)
- T••• M•••••• I•••••••• from T•• H•••••• G••••Feb 22, 2019 · RIA to a newly registered adviser
- T••••• B••••••••• from T•• H•••••• G••••Feb 22, 2019 · RIA to a newly registered adviser
- S••••• G•••••• from M••••• S••••••Feb 11, 2019 · Wirehouse to a newly registered adviser (no RAUM reported yet)
Teams: two or more advisors moving together within fourteen days, from one state
- 2 left for N•••••• A•••••••Jun 12, 2023 · Wellesley, Ma
- 2 joined from T•• P•••••• F•••••••• G••••• L••Sep 27, 2023 · Westborough, Ma
Private funds
14 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| S••••• P•••• S•• L• | Other Private Fund | $14.7M | 50 | Feb 23, 2022 |
| S••••• B•• S•• L• | Other Private Fund | $10.2M | 11 | Nov 3, 2021 |
| S••••• N•• S•• L• | Other Private Fund | $6.5M | 18 | Feb 23, 2022 |
| S••••• P•• S•• L•• | Other Private Fund | $5.0M | 21 | Jun 28, 2022 |
| S••••• F• S•• L• | Other Private Fund | $4.3M | 38 | Jun 22, 2021 |
| S••••• A•••••• S•• I• L• | Other Private Fund | $3.6M | 19 | Jun 22, 2021 |
| S••••• C•••••• S•• L•• | Other Private Fund | $3.5M | 5 | Mar 21, 2022 |
| S••••• A•••••••• F••• I• S•• L• | Other Private Fund | $3.0M | 15 | Jun 28, 2022 |
| S••••• C• S•• L• | Other Private Fund | $2.6M | 9 | Jun 22, 2021 |
| S••••• O••• S•• L• | Other Private Fund | $2.2M | 31 | Nov 3, 2021 |
| S••••• O• S•• L• | Other Private Fund | $1.5M | 18 | Jun 22, 2021 |
| S••••• A•• S•• L• | Other Private Fund | $1.0M | 7 | Jun 28, 2022 |
| S••••• O••• I• S•• L• | Other Private Fund | $681,000 | 9 | Mar 28, 2023 |
| S••••• J•••• S•• L•• | Other Private Fund | $500,000 | 2 | Mar 21, 2022 |
Owners and control persons
Schedule A and B, latest filing
- C••••••••• S••••• M• · Chief Compliance Officercontrolsince 02/2023 · owns less than 5%
- I••••••••• T•••• M•••••• · Managing Directorcontrolsince 10/2018 · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Wellesley, Ma · principal | 5 | 0 | 0 | ||
| Foxboro, Ma | 2 | 0 | 0 | ||
| Homewood, Al | 0 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
- , 1 employees
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- discretionary share shiftChange between filings · filing Mar 31, 2026discretionary share of RAUM moved from 70.0% to 25.0% between the annual amendments of 2025-03-27 and 2026-03-31peers: independent wealth managers, $100M to $500M (5,676)
What changed
consecutive filings, newest first
- Accounts · 352 to 303Mar 27, 2025 to Mar 31, 2026
- HNW clients · 9 to 17Mar 27, 2025 to Mar 31, 2026
- Individual clients · 149 to 130Mar 27, 2025 to Mar 31, 2026
- Pooled vehicle clients · 13 to 19Mar 27, 2025 to Mar 31, 2026
- Assets in custody · $40.3M to $12.2MMar 27, 2025 to Mar 31, 2026
- Discretionary RAUM · $77.6M to $35.4MMar 27, 2025 to Mar 31, 2026
- HNW RAUM · $16.2M to $28.1MMar 27, 2025 to Mar 31, 2026
- Individual RAUM · $23.8M to $18.3MMar 27, 2025 to Mar 31, 2026
- Non-discretionary RAUM · $33.9M to $105MMar 27, 2025 to Mar 31, 2026
- Pooled vehicle RAUM · $59.7M to $86.5MMar 27, 2025 to Mar 31, 2026
- RAUM · $112M to $140MMar 27, 2025 to Mar 31, 2026
- HNW clients · 8 to 9Mar 29, 2024 to Mar 27, 2025
- Individual clients · 299 to 149Mar 29, 2024 to Mar 27, 2025
- Pooled vehicle clients · 14 to 13Mar 29, 2024 to Mar 27, 2025
- Assets in custody · $2.9M to $40.3MMar 29, 2024 to Mar 27, 2025
- Employees · 5 to 3Mar 29, 2024 to Mar 27, 2025
- Financial planning clients · 251-500 to 251-500Mar 29, 2024 to Mar 27, 2025
- State-registered IARs · 5 to 3Mar 29, 2024 to Mar 27, 2025
- Private funds · 13 to 12Mar 29, 2024 to Mar 27, 2025
- Discretionary RAUM · $96.1M to $77.6MMar 29, 2024 to Mar 27, 2025
- HNW RAUM · $12.9M to $16.2MMar 29, 2024 to Mar 27, 2025
- Individual RAUM · $25.6M to $23.8MMar 29, 2024 to Mar 27, 2025
- Non-discretionary RAUM · $5.4M to $33.9MMar 29, 2024 to Mar 27, 2025
- Pooled vehicle RAUM · $63.1M to $59.7MMar 29, 2024 to Mar 27, 2025
- RAUM · $102M to $112MMar 29, 2024 to Mar 27, 2025
- Accounts · 307 to 352Mar 29, 2024 to Mar 27, 2025
- Advisory employees · 3 to 2Mar 29, 2024 to Mar 27, 2025
- Accounts · 701 to 307Oct 10, 2023 to Mar 28, 2024
- Advisory employees · 6 to 3Oct 10, 2023 to Mar 28, 2024
- HNW clients · 31 to 8Oct 10, 2023 to Mar 28, 2024
- Individual clients · 355 to 299Oct 10, 2023 to Mar 28, 2024
- Pooled vehicle clients · unset to 14.0Oct 10, 2023 to Mar 28, 2024
- Assets in custody · $47.0M to $2.9MOct 10, 2023 to Mar 28, 2024
- Employees · 12 to 5Oct 10, 2023 to Mar 28, 2024
- Financial planning clients · 101-250 to 251-500Oct 10, 2023 to Mar 28, 2024
- State-registered IARs · 10 to 5Oct 10, 2023 to Mar 28, 2024
- Other offices · 2 to 1Oct 10, 2023 to Mar 28, 2024
- Private funds · 14 to 13Oct 10, 2023 to Mar 28, 2024
- Discretionary RAUM · $145M to $96.1MOct 10, 2023 to Mar 28, 2024
- HNW RAUM · $58.5M to $12.9MOct 10, 2023 to Mar 28, 2024
Signals
10 dated events
- K•••••• L• D••• left S••••• W••••• for M•• I•••••••• S•••••••• L•• (registered 2024-08-29)Feb 20, 2024 · Advisor changed firm · fact
- 2 advisors left T•• P•••••• F•••••••• G••••• L•• (Westborough, MA) for S••••• W••••• on the same daySep 27, 2023 · Team lift-out · derived
- J•••• A••••• F••••• left S••••• W••••• for N•••••• A••••••• (registered 2023-05-15)Jun 12, 2023 · Advisor changed firm · fact
- S••••• G•••••• left S••••• W••••• for N•••••• A••••••• (registered 2023-08-16)Jun 12, 2023 · Advisor changed firm · fact
- S••••• G•••••• (Chief Operating Officer) no longer on Schedule A of S••••• W••••• (listed 2023-05-18, absent 2023-06-12)Jun 12, 2023 · Control person left · inference
- 2 advisors left S••••• W••••• (Wellesley, MA) for N•••••• A••••••• on the same dayJun 12, 2023 · Team lift-out · derived
- A•••••• T••••• B••••••••• left S••••• W••••• for N•••••• A••••••• (registered 2023-05-15)May 17, 2023 · Advisor changed firm · fact
- T••••• B••••••••• left S••••• W••••• for N•••••• A••••••• (registered 2023-05-15)May 17, 2023 · Advisor changed firm · fact
- M S•••• C••••••••• (Chief Compliance Officer) appeared on Schedule A of S••••• W•••••Mar 28, 2023 · Control person joined · fact
- S••••• W•••••• L•• filed its initial SEC registration (Form ADV)Dec 12, 2018 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- S••••• W••••• · Independent Sponsorsshared crd · capital_provider
How to reach
public business contact points only, each with its source
- Business phone
- 888-972-8467reportedpublished by the firm, firm site, Sep 15, 2026
- Firm profile
- linkedin.com/company/savior-wealthreportedpublic record, Form ADV, Sep 18, 2026
- Website
- saviorwealth.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 8889728467reportedpublic record, Form ADV, Mar 31, 2026
- Team page
- saviorwealth.com/teamreportedpublished by the firm, firm site, Sep 15, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Wealth manager with institutional or fund businessderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $28.0Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026