DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Mercurio Wealth Advisors
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Andrew James Vincen Shoemaker | Mercurio Wealth Advisors independent RIA | Ameriprise Financial Services, LLC national BD | RIA to affiliated broker-dealer or bank | Mar 22, 2022 | Mar 29, 2022 |
| Aaron Keith Ulrich | Mercurio Wealth Advisors independent RIA | United Advisors America independent RIA | RIA to RIA | May 4, 2018 | Oct 6, 2020 (886 d) |
| Randall Scott Walker | Mercurio Wealth Advisors independent RIA | American Capital Management, Inc. state registered | RIA to a state-registered adviser | May 26, 2017 | May 31, 2017 |
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3 moves match.