DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Mariner Advisor Network
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Christine Jean Diruscio | Mariner Advisor Network other | Madison Avenue Securities, LLC other | Other | Nov 18, 2016 | Nov 18, 2016 |
| Jonathan Dennis Horst | Mariner Advisor Network other | Perigon Wealth Management, LLC other | Other | Nov 7, 2016 | Jul 11, 2017 (246 d) |
| Trevor Downing Bright | Mariner Advisor Network other | LPL Financial LLC other | Other | Oct 19, 2016 | Oct 18, 2016 |
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123 moves match.