DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Leo Wealth, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Richard Paul Dirkse | Leo Wealth, LLC independent RIA | Rockwall Wealth Management no RAUM | RIA to a newly registered adviser | Jun 3, 2026 | Mar 20, 2026 |
| Jace Ray Hart | Leo Wealth, LLC independent RIA | Rockwall Wealth Management no RAUM | RIA to a newly registered adviser | Jun 3, 2026 | May 5, 2026 |
| Renee Elizabeth Dirkse Sneed | Leo Wealth, LLC independent RIA | Rockwall Wealth Management no RAUM | RIA to a newly registered adviser | Jun 3, 2026 | May 5, 2026 |
| Amber Lilly Veronique | Leo Wealth, LLC independent RIA | Beacon Global Advisor Network, LLC independent RIA | RIA to RIA | Nov 1, 2024 | Oct 24, 2025 (357 d) |
| Travis Crowell | Leo Wealth, LLC independent RIA | Ameriprise Financial Services, LLC national BD | RIA to affiliated broker-dealer or bank | Apr 19, 2024 | Apr 19, 2024 |
| Thomas Patrick Morr | Leo Wealth, LLC other | Simon Quick Advisors, LLC other | Other | Oct 5, 2017 | Jan 23, 2018 (110 d) |
Page 1 of 1
6 moves match.