DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Fwg Investments, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Vincent Conrad Montgomery | Fwg Investments, LLC independent RIA | Spectrum Financial Alliance, Ltd., L.L.C. independent RIA | RIA to RIA | Feb 12, 2025 | Jan 13, 2025 |
| Timothy Neal Riney | Fwg Investments, LLC independent RIA | Ae Wealth Management, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Dec 20, 2021 | Dec 21, 2021 |
| Matthew Lawrence Rose | Fwg Investments, LLC independent RIA | Mcf Advisors, LLC mixed wealth | RIA to RIA | Sep 28, 2021 | Nov 4, 2021 (37 d) |
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3 moves match.