DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Pax Financial Group

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Melanie Maria Aaltje RhoomsPax Financial Group independent RIAWorld Investment Advisors, LLC otherOtherJul 31, 2025Jun 10, 2025
Joseph Roeber SchuetzePax Financial Group independent RIASanctuary Advisors, LLC BD affiliatedRIA to affiliated broker-dealer or bankMay 19, 2025May 22, 2025
Alejandro G IretaPax Financial Group independent RIASwbc Investment Company mixed wealthRIA to RIAFeb 10, 2021Jul 17, 2020
Jim Douglas CriderPax Financial Group independent RIAIntentional Living Fp state registeredRIA to a state-registered adviserJan 11, 2021Feb 25, 2021 (45 d)
Douglas James RichardsonPax Financial Group independent RIAFair Oaks Financial LLC state registeredRIA to a state-registered adviserJul 17, 2020Jan 15, 2021 (182 d)
Kevin ForcePax Financial Group independent RIAForce Acres, LLC state registeredRIA to a state-registered adviserNov 13, 2019Mar 12, 2020 (120 d)
Page 1 of 1
6 moves match.