DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Emerge Capital Management
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Catherine Vanessa Faddis | Emerge Capital Management asset manager | Zevin Asset Management, LLC independent RIA | Other | Apr 10, 2024 | Jul 20, 2023 |
| Alan Ira Panzer | Emerge Capital Management asset manager | Advisors Asset Management, Inc. other | Other | Oct 12, 2023 | Sep 21, 2023 |
| Peter R Gross | Emerge Capital Management asset manager | T. Rowe Price Associates, Inc. asset manager | Other | Aug 22, 2023 | Aug 29, 2023 |
| Robert Joseph Shull | Emerge Capital Management asset manager | Ptma Investment Advisors asset manager | Other | Jun 28, 2022 | Jun 10, 2022 |
| Kendall Savage Borchardt | Emerge Capital Management asset manager | Lindner Capital Advisors, Inc. independent RIA | Other | May 6, 2020 | Aug 21, 2020 (107 d) |
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5 moves match.