DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Wealthone, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Todd Arthur Slingerland | Wealthone, LLC independent RIA | LPL Financial LLC BD affiliated | RIA to affiliated broker-dealer or bank | Jan 10, 2024 | Jan 4, 2024 |
| Paul Tobias Stracke | Wealthone, LLC independent RIA | LPL Financial LLC BD affiliated | RIA to affiliated broker-dealer or bank | Jan 10, 2024 | Jan 4, 2024 |
| Adam Mark Neary | Wealthone, LLC independent RIA | LPL Financial LLC BD affiliated | RIA to affiliated broker-dealer or bank | Jan 10, 2024 | Jan 4, 2024 |
| Daniel Joseph O'Keefe | Wealthone, LLC independent RIA | LPL Financial LLC BD affiliated | RIA to affiliated broker-dealer or bank | Jan 10, 2024 | Jan 4, 2024 |
| Shelby Lynn Martin | Wealthone, LLC independent RIA | LPL Financial LLC BD affiliated | RIA to affiliated broker-dealer or bank | Jan 10, 2024 | Jan 4, 2024 |
| Brittany Ann Hedderman-Giordano | Wealthone, LLC independent RIA | LPL Financial LLC BD affiliated | RIA to affiliated broker-dealer or bank | Jan 10, 2024 | Jan 4, 2024 |
| Clare Mertz | Wealthone, LLC independent RIA | LPL Financial LLC BD affiliated | RIA to affiliated broker-dealer or bank | Oct 2, 2023 | Jan 2, 2025 (458 d) |
| John Cole Buff | Wealthone, LLC independent RIA | Mpwm Advisory Solutions LLC independent RIA | RIA to RIA | Oct 2, 2023 | Sep 25, 2023 |
| Adam Christopher Knaust | Wealthone, LLC independent RIA | Mpwm Advisory Solutions LLC independent RIA | RIA to RIA | Oct 2, 2023 | Sep 25, 2023 |
| Nicholas Reid Kopff | Wealthone, LLC independent RIA | Mpwm Advisory Solutions LLC independent RIA | RIA to RIA | Oct 2, 2023 | Sep 25, 2023 |
| Bruce Russel Gaynor | Wealthone, LLC independent RIA | Private Advisor Group, LLC BD affiliated | RIA to affiliated broker-dealer or bank | May 5, 2021 | May 25, 2021 |
| Michael Franklin Mccamy | Wealthone, LLC independent RIA | Stratos Wealth Partners, Ltd independent RIA | RIA to RIA | Jul 25, 2019 | Aug 19, 2019 |
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12 moves match.