DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from First Pacific Financial, Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Troy Robert Duppenthaler | First Pacific Financial, Inc. independent RIA | Range Financial Group, LLC independent RIA | RIA to RIA | Aug 25, 2025 | Sep 18, 2025 |
| Jonathan Michael Thomson | First Pacific Financial, Inc. independent RIA | Edward Jones national BD | RIA to affiliated broker-dealer or bank | May 1, 2025 | Apr 25, 2025 |
| Steven Allen Holdsworth | First Pacific Financial, Inc. independent RIA | Falcon Wealth Planning, Inc. independent RIA | RIA to RIA | Sep 25, 2024 | Sep 27, 2024 |
| Jemimah Ogake Stratford | First Pacific Financial, Inc. independent RIA | Jos Planning state registered | RIA to a state-registered adviser | Dec 2, 2021 | Sep 27, 2024 (1030 d) |
Page 1 of 1
4 moves match.