DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Mg&A Wealth
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Lina M Sanchez | Mg&A Wealth independent RIA | Aspiriant, LLC independent RIA | RIA to RIA | May 28, 2021 | Dec 18, 2024 (1300 d) |
| Michael Kessel | Mg&A Wealth independent RIA | Oppenheimer & Co. Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Jan 16, 2019 | Jan 16, 2019 |
| Daniela Cristina Ricaldone | Mg&A Wealth other | Morgan Stanley wirehouse | Other | Sep 9, 2016 | Dec 19, 2016 (101 d) |
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3 moves match.