DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
M••• W•••••
Legal name M•• G•••• • A••••••••• I•••
Latest filing Mar 31, 2026
First filing on the tape Aug 1, 2016 · 31 filings
SEC status approved since Aug 8, 2016
RAUM
$1.0B
reported, Item 5.F
Discretionary
85%
of RAUM
Private clients
94%
$960M individuals and HNW
Advisors
7
registered through the firm on IAPD
RAUM per advisor
$145M
derived; firm RAUM over IAPD count
Employees
15
6 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
1
reported on Schedule D
History
31 filings and snapshots on the tape
RAUM$1.0B as of Mar 31, 2026
Mar 24, 2017$470M then
HNW client RAUM$834M as of Mar 31, 2026
Mar 27, 2018$522M then
State-registered IARs (5.B.3)6 as of Mar 31, 2026
Mar 24, 20176 then
Employees (5.A)15 as of Mar 31, 2026
Mar 24, 201710 then
Private funds1 as of Mar 31, 2026
Sep 19, 20251 then
RAUM +24% over the last fiscal year+13% a year over threeIARs 6 to 6
Practice profile
derived from the filing of Mar 31, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- ria with p•••••• funds · a wealth manager (private-client share at least 50 percent) that reports at least one private fund on Schedule D 7.B.(1)
- RAUM per advisor
- $145MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 92derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $3.6MderivedHNW RAUM over HNW clients
- Average account
- $529,056derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 85%derivedof RAUM
- Institutional
- 0.1%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 2.1derivedItem 5.A over advisors
- Advisors per office
- 3.5derived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- +24%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- -2.1%derived
- Compensation
- percentage of assets, hourly, fixed fees, otherreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, selection of other advisersreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$834M82%
- Individuals$126M12%
- Pooled investment vehicles$47.1M4.6%
- Corporations and businesses$10.6M1.0%
- Charitable organizations$605,2450.1%
- Individual clients
- 413reported
- HNW clients
- 231reported
- Pension plan clients
- 0reported
- Charitable clients
- 9reported
- Accounts
- 1,924reported
- Financial planning clients
- 26-50reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=0.94 fund_share=0.05 institutional_share=0.0 related_bd=false related_bank=false bd_reps=11.0derived
Advisors registered through the firm
7 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| T••• M•••••• B•••••••• | Plantation, Fl | Aug 12, 2016 | 34 y | 3 |
| J•••• S••• O••••••••• | Plantation, Fl | Aug 18, 2016 | 29 y | 2 |
| H••• M••••• C•••••••• | Plantation, Fl | Aug 22, 2016 | 18 y | 1 |
| K••••• P• H••••••••• | Plantation, Fl | Jun 27, 2018 | 10 y | 0 |
| S•••• L••Certified Financial Planner | Plantation, Fl | Aug 7, 2019 | 11 y | 1 |
| S•••••• M•••• L••••••• | Plantation, Fl | May 14, 2024 | 11 y | 0 |
| C••••••• R••••••• | Plantation, Fl | Mar 30, 2026 | 11 y | 1 |
Advisor movement
0 left, 1 joined in 12 months
net +1 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
- L••• M• S•••••• to A••••••••• L••May 28, 2021 · RIA to RIA
- M•••••• K••••• to O••••••••• • C•• I•••Jan 16, 2019 · RIA to affiliated broker-dealer or bank
- D•••••• C••••••• R•••••••• to M••••• S••••••Sep 9, 2016 · Other
Joined, latest
- C••••••• R••••••• from M••••• S••••••Mar 30, 2026 · Wirehouse to independent RIA
- S•••• L•• from C••• F•••••••• S•••••••• L•••Aug 7, 2019 · Affiliated broker-dealer or bank to independent RIA
- L••• M• S•••••• from M•••••• L••••• P•••••• F••••• • S•••• I•••••••••Jan 12, 2018 · Other
- M•••••• K••••• from M•• G•••• • A••••••••• I•••Aug 22, 2016 · Other
- H••• M••••• C•••••••• from M•• G•••• • A••••••••• I•••Aug 22, 2016 · Other
- D•••••• C••••••• R•••••••• from M•• G•••• • A••••••••• I•••Aug 22, 2016 · Other
- J•••• S••• O••••••••• from M•• G•••• • A••••••••• I•••Aug 18, 2016 · Other
- T••• M•••••• B•••••••• from O•••• W•••••• I•••Aug 12, 2016 · Other
Teams: two or more advisors moving together within fourteen days, from one state
- 3 joined from M•• G•••• • A••••••••• I•••Oct 3, 2016 · North Miami Beach, Fl · Firm absorbed
Private funds
1 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| M••• P•••••• A••••• M••••• F•••• L•• | $47.1M | 103 | Mar 31, 2026 |
Owners and control persons
Schedule A and B, latest filing
- B••••••••• T•••• M•••••• · President/Ceocontrolsince 01/2016 · owns 75% or more
- M••••••• M••••••• C••••• · Chief Compliance Officercontrolsince 01/2001 · owns less than 5%
- M•••••• K••••• B•••••• · Vice President/Coocontrolsince 08/2008 · owns less than 5%
- C••••••••• H•••• M••••• · Managing Partner And Ciosince 06/2016 · owns 5% to 10%
- O••••••••• J••••• S••• · Managing Partnersince 06/2016 · owns 5% to 10%
Related persons
Schedule D 7.A
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Plantation, Fl · principal | 7 | 1 | 0 |
Offices
Schedule D 1.F, the 25 largest
- San Juan, PR1 employees
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- control person changedChange between filings · filing Mar 31, 2026B••••••••• T•••• M•••••• (PRESIDENT/CEO) left Schedule A between the filings of 2016-08-01 and 2026-03-31peers: independent wealth managers, $1B to $5B (1,362)
What changed
consecutive filings, newest first
- Accounts · 1,521 to 1,924Sep 19, 2025 to Mar 31, 2026
- BD registered reps · 8 to 11Sep 19, 2025 to Mar 31, 2026
- Charity clients · 1 to 9Sep 19, 2025 to Mar 31, 2026
- Corporate clients · 1 to 2Sep 19, 2025 to Mar 31, 2026
- HNW clients · 213 to 231Sep 19, 2025 to Mar 31, 2026
- Individual clients · 445 to 413Sep 19, 2025 to Mar 31, 2026
- Employees · 12 to 15Sep 19, 2025 to Mar 31, 2026
- Discretionary RAUM · $744M to $868MSep 19, 2025 to Mar 31, 2026
- HNW RAUM · $680M to $834MSep 19, 2025 to Mar 31, 2026
- Individual RAUM · $101M to $126MSep 19, 2025 to Mar 31, 2026
- Non-discretionary RAUM · $58.0M to $150MSep 19, 2025 to Mar 31, 2026
- Pooled vehicle RAUM · $11.6M to $47.1MSep 19, 2025 to Mar 31, 2026
- RAUM · $802M to $1.0BSep 19, 2025 to Mar 31, 2026
- Related adviser · false to trueSep 19, 2025 to Mar 31, 2026
- Accounts · 1,452 to 1,521Mar 28, 2025 to Sep 19, 2025
- Pooled vehicle clients · 0 to 2Mar 28, 2025 to Sep 19, 2025
- Private funds · unset to 1Mar 28, 2025 to Sep 19, 2025
- Discretionary RAUM · $769M to $744MMar 28, 2025 to Sep 19, 2025
- HNW RAUM · $712M to $680MMar 28, 2025 to Sep 19, 2025
- Non-discretionary RAUM · $52.1M to $58.0MMar 28, 2025 to Sep 19, 2025
- Pooled vehicle RAUM · $0 to $11.6MMar 28, 2025 to Sep 19, 2025
- RAUM · $821M to $802MMar 28, 2025 to Sep 19, 2025
- Related adviser · true to falseMar 28, 2025 to Sep 19, 2025
- Accounts · 1,347 to 1,452Jun 7, 2024 to Mar 28, 2025
- Advisory employees · 5 to 6Jun 7, 2024 to Mar 28, 2025
- Charity clients · unset to 1.0Jun 7, 2024 to Mar 28, 2025
- Corporate clients · unset to 1.0Jun 7, 2024 to Mar 28, 2025
- HNW clients · 618 to 213Jun 7, 2024 to Mar 28, 2025
- Individual clients · 65 to 445Jun 7, 2024 to Mar 28, 2025
- Pension plan clients · unset to 0.0Jun 7, 2024 to Mar 28, 2025
- Pooled vehicle clients · unset to 0.0Jun 7, 2024 to Mar 28, 2025
- Financial planning clients · 26-50 to 26-50Jun 7, 2024 to Mar 28, 2025
- State-registered IARs · 5 to 6Jun 7, 2024 to Mar 28, 2025
- Discretionary RAUM · $684M to $769MJun 7, 2024 to Mar 28, 2025
- HNW RAUM · $698M to $712MJun 7, 2024 to Mar 28, 2025
- Individual RAUM · $12.5M to $101MJun 7, 2024 to Mar 28, 2025
- Non-discretionary RAUM · $34.8M to $52.1MJun 7, 2024 to Mar 28, 2025
- Pension RAUM · $168,768 to $0Jun 7, 2024 to Mar 28, 2025
- Pooled vehicle RAUM · unset to 0.0Jun 7, 2024 to Mar 28, 2025
- RAUM · $719M to $821MJun 7, 2024 to Mar 28, 2025
Signals
3 dated events
- M••• W••••• reported RAUM $1.0B, up 27% from $801.7M (2025-09-19 to 2026-03-31)Mar 31, 2026 · RAUM change · derived
- M•• G•••• • A••••••••• I••• reported succeeding to the business of Another Adviser (Form ADV Item 4)Aug 1, 2016 · Succession (Item 4) · fact
- M•• G•••• • A••••••••• I••• filed its initial SEC registration (Form ADV)Aug 1, 2016 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- M••• W••••• · Independent Sponsorsshared crd · capital_provider
- M••• W••••• · Private Equityshared crd · organization
How to reach
public business contact points only, each with its source
- Business email
- info@mgawealth.comreportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 800-741-2004reportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 954-289-9000reportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 954-289-9100reportedpublished by the firm, firm site, Sep 15, 2026
- Firm profile
- linkedin.com/company/meg-green-&-associatesreportedpublic record, Form ADV, Sep 18, 2026
- Website
- mgawealth.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 954-289-9000reportedpublic record, Form ADV, Mar 31, 2026
- Contact form
- mgawealth.com/contact-usreportedpublished by the firm, firm site, Sep 15, 2026
- Team page
- mgawealth.com/our-teamreportedpublished by the firm, firm site, Sep 15, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $145Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026