DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Psi Advisors, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Brooks Matthew Wallington | Psi Advisors, LLC independent RIA | LPL Financial LLC BD affiliated | RIA to affiliated broker-dealer or bank | Feb 5, 2025 | Feb 19, 2025 |
| Michele Joi Delsordo | Psi Advisors, LLC independent RIA | J. W. Cole Advisors, Inc. independent RIA | RIA to RIA | Dec 23, 2020 | Dec 22, 2020 |
| Shane M Workman | Psi Advisors, LLC independent RIA | Transamerica Retirement Advisors, LLC BD affiliated | RIA to affiliated broker-dealer or bank | May 20, 2019 | Sep 13, 2019 (116 d) |
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3 moves match.