DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Round Rock Advisors LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Robert Joseph Bennett | Round Rock Advisors LLC independent RIA | Brighton Jones LLC independent RIA | RIA to RIA | May 18, 2026 | Jun 5, 2026 |
| Eamon Hugh Moran | Round Rock Advisors LLC independent RIA | Granite Group Advisors, LLC mixed wealth | RIA to RIA | Jan 6, 2026 | Mar 25, 2026 (78 d) |
| Nydia E. Concepcion | Round Rock Advisors LLC independent RIA | Agilis Investment Management LLC no RAUM | RIA to a newly registered adviser | Jun 10, 2025 | Jun 10, 2025 |
| Heather Simon Sevillano | Round Rock Advisors LLC independent RIA | Agilis Investment Management LLC no RAUM | RIA to a newly registered adviser | Jun 10, 2025 | Jun 11, 2025 |
| Jin Hu | Round Rock Advisors LLC independent RIA | Agilis Investment Management LLC no RAUM | RIA to a newly registered adviser | Jun 10, 2025 | Jun 11, 2025 |
| Matthew Chamberlin | Round Rock Advisors LLC independent RIA | Ameriprise Financial Services, LLC national BD | RIA to affiliated broker-dealer or bank | Aug 9, 2022 | Aug 12, 2022 |
| Dixon Place Downey | Round Rock Advisors LLC independent RIA | Reby Advisors, LLC independent RIA | RIA to RIA | Dec 6, 2018 | Jan 15, 2019 (40 d) |
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7 moves match.