DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Dixon Place Downey

Sound Income Strategies, LLCindependent RIAFort Lauderdale, Fl IA-onlyIAPD 2817768

Certified Financial Planner

Feed of 09/15/2026

Also filed as Dixon Place Downey

At current firm

2 y

since Jul 11, 2024

In the industry

29 y

since Nov 15, 1996 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S65, S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

Sound Income Strategies, LLC independent RIA current
since Jul 11, 2024 · South Windsor, Ct
Prime Capital Financial mixed wealth
Oct 6, 2023 to Feb 8, 2024 · Overland Park, Ks
Wealth Enhancement Advisory Services, LLC BD affiliated
Mar 2, 2021 to Oct 9, 2023 · Danbury, Ct
Reby Advisors, LLC former
Jan 15, 2019 to Mar 2, 2021 · Danbury, Ct
Round Rock Advisors LLC independent RIA
Apr 21, 2017 to Dec 6, 2018 · Wilton, Ct
Ameriprise Financial Services, LLC national BD
Sep 25, 2012 to Apr 24, 2017 · New Canaan, Ct
Edward Jones national BD
Mar 12, 2012 to Aug 7, 2012 · St Louis, Mo
Td Ameritrade, Inc. former
Apr 8, 2010 to May 31, 2011 · Stamford, Ct
Td Ameritrade Investment Management, LLC former
Apr 8, 2010 to May 31, 2011 · Stamford, Ct
Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse
Mar 1, 2000 to Jun 1, 2006 · Stamford, Ct

Moves

a registration end followed by a registration begin elsewhere

Prime Capital Financial to Sound Income Strategies, LLC
left Feb 8, 2024, registered Jul 11, 2024 (154 days) · RIA to RIA
Wealth Enhancement Advisory Services, LLC to Prime Capital Financial
left Oct 9, 2023, registered Oct 6, 2023 (-3 days) · RIA to RIA
Reby Advisors, LLC to Wealth Enhancement Advisory Services, LLC
left Mar 2, 2021, registered Mar 2, 2021 (0 days) · RIA to affiliated broker-dealer or bank · moved with a team
Round Rock Advisors LLC to Reby Advisors, LLC
left Dec 6, 2018, registered Jan 15, 2019 (40 days) · RIA to RIA
Ameriprise Financial Services, LLC to Round Rock Advisors LLC
left Apr 24, 2017, registered Apr 21, 2017 (-3 days) · Affiliated broker-dealer or bank to a newly registered adviser
Edward Jones to Ameriprise Financial Services, LLC
left Aug 7, 2012, registered Sep 25, 2012 (49 days) · Affiliated broker-dealer or bank to another
Td Ameritrade, Inc. to Td Ameritrade Investment Management, LLC
left May 31, 2011, registered Apr 8, 2010 (-418 days) · channel change inside one enterprise, not a move
Td Ameritrade Investment Management, LLC to Td Ameritrade, Inc.
left May 31, 2011, registered Apr 8, 2010 (-418 days) · Other
Merrill Lynch, Pierce, Fenner & Smith Incorporated to Td Ameritrade Investment Management, LLC
left Jun 1, 2006, registered Apr 8, 2010 (1407 days) · Other

Signals

Dixon Place Downey left Prime Capital Financial for Sound Income Strategies, Llc (registered 2024-07-11)
Feb 8, 2024 · Advisor changed firm · fact
Dixon Place Downey left Wealth Enhancement Advisory Services, Llc for Prime Capital Financial (registered 2023-10-06)
Oct 9, 2023 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Independent wealth managerderived
Years in industry: 29derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address