DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Nest Egg
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Samuel Mills Hardy | Nest Egg independent RIA | Td Private Client Wealth LLC BD affiliated | RIA to affiliated broker-dealer or bank | Jun 4, 2026 | Sep 11, 2026 (99 d) |
| Daniel Alan Parker | Nest Egg independent RIA | Cuthbert Capital Management LLC state registered | RIA to a state-registered adviser | Mar 14, 2023 | Mar 13, 2023 |
| Hussein Jaber | Nest Egg independent RIA | Empower Advisory Group, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Dec 16, 2021 | May 27, 2026 (1623 d) |
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3 moves match.