DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Independent Wealth Network, Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Kristina K Dahl | Independent Wealth Network, Inc. independent RIA | Sunburst Financial Management LLC state registered | RIA to a state-registered adviser | Jan 2, 2026 | Mar 27, 2026 (84 d) |
| Erik Blase | Independent Wealth Network, Inc. independent RIA | Beacon Capital Management, Inc. independent RIA | RIA to RIA | Nov 16, 2023 | Jan 17, 2024 (62 d) |
| Patrick Owens | Independent Wealth Network, Inc. independent RIA | Sorrento Pacific Financial, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Mar 16, 2023 | Mar 21, 2023 |
| Taylor Harrison Embury | Independent Wealth Network, Inc. independent RIA | Alliant Wealth Advisors independent RIA | RIA to RIA | Apr 6, 2018 | Aug 17, 2018 (133 d) |
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4 moves match.