DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from The Professional Financial Company LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Samuel H Brasher | The Professional Financial Company LLC independent RIA | Galleon Wealth Advisors LLC state registered | RIA to a state-registered adviser | Mar 10, 2026 | Mar 11, 2026 |
| Brennon Sterling Bowen | The Professional Financial Company LLC independent RIA | Pure Financial Advisors, LLC independent RIA | RIA to RIA | Dec 12, 2024 | Nov 12, 2024 |
| David Kleinman | The Professional Financial Company LLC independent RIA | Pure Financial Advisors, LLC independent RIA | RIA to RIA | Dec 12, 2024 | Nov 12, 2024 |
| Alex Mclean Ditto | The Professional Financial Company LLC independent RIA | Edward Jones national BD | RIA to affiliated broker-dealer or bank | Apr 4, 2023 | Jul 13, 2023 (100 d) |
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4 moves match.