DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Northstar Financial Management, Inc.

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Kaitlin Christine JonesNorthstar Financial Management, Inc. independent RIACompound Planning, Inc. independent RIARIA to RIADec 5, 2025Jun 11, 2025
Mark Alexander MooringNorthstar Financial Management, Inc. independent RIACompound Planning, Inc. independent RIARIA to RIADec 5, 2025Jun 11, 2025
Charlotte Marie JonesNorthstar Financial Management, Inc. independent RIACompound Planning, Inc. independent RIARIA to RIADec 5, 2025Jun 10, 2025
Sarah BuschNorthstar Financial Management, Inc. independent RIABoldin Advisors no RAUMRIA to a newly registered adviserSep 16, 2024Jun 17, 2025 (274 d)
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4 moves match.