DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Invicta Financial Group
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Blake Alexander Morlet | Invicta Financial Group independent RIA | Wellth Advisory Services, LLC institutional | Other | Nov 17, 2025 | Nov 5, 2025 |
| Gerardo Garcia | Invicta Financial Group independent RIA | Confianza Wealth Management state registered | RIA to a state-registered adviser | Dec 15, 2023 | Apr 19, 2024 (126 d) |
| Phillip Marron Mills | Invicta Financial Group independent RIA | Flying Forward Wealth Management state registered | RIA to a state-registered adviser | Jun 9, 2023 | Aug 7, 2023 (59 d) |
| James Edward Latiolais | Invicta Financial Group independent RIA | Lifestyle Asset Management, Inc. independent RIA | RIA to RIA | Aug 15, 2022 | Sep 30, 2022 (46 d) |
| Matthew Lee Pontes | Invicta Financial Group no RAUM | Cambridge Investment Research Advisors, Inc. BD affiliated | Other | Dec 8, 2017 | Jan 3, 2022 (1487 d) |
Page 1 of 1
5 moves match.