DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Ldintelligence LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| James Anthony Pupillo | Ldintelligence LLC no RAUM | Intelligence Driven Advisers, LLC independent RIA | Other | Dec 31, 2024 | Feb 8, 2019 |
| Christopher Phillips | Ldintelligence LLC no RAUM | Mutual Of Omaha Investor Services, Inc. independent RIA | Other | Jul 21, 2022 | Aug 8, 2022 |
| David Brasfield | Ldintelligence LLC no RAUM | Newedge Advisors BD affiliated | Other | Jan 16, 2020 | Sep 18, 2024 (1707 d) |
| Darren Alan Evans | Ldintelligence LLC no RAUM | Newedge Advisors BD affiliated | Other | Jan 16, 2020 | Sep 18, 2024 (1707 d) |
| Frank Gesuale | Ldintelligence LLC no RAUM | Intelligence Driven Advisers, LLC independent RIA | Other | Feb 14, 2019 | Feb 8, 2019 |
| David Brasfield | Ldintelligence LLC no RAUM | Intelligence Driven Advisers, LLC independent RIA | Other | Feb 14, 2019 | Feb 8, 2019 |
| Darren Alan Evans | Ldintelligence LLC no RAUM | Intelligence Driven Advisers, LLC independent RIA | Other | Feb 14, 2019 | Feb 8, 2019 |
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7 moves match.