DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Shepherd Financial Investment Advisory LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Erin Sue Lane | Shepherd Financial Investment Advisory LLC institutional | Principal Securities, Inc. BD affiliated | Other | Dec 3, 2025 | Jan 13, 2026 (41 d) |
| Ryan J Mcmahon | Shepherd Financial Investment Advisory LLC institutional | Ranch Capital Advisors Inc. independent RIA | Other | Aug 3, 2023 | Oct 13, 2023 (71 d) |
| Aaron Michael Mcandrew | Shepherd Financial Investment Advisory LLC institutional | Independent Financial Partners BD affiliated | Other | Apr 6, 2021 | Mar 2, 2021 |
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3 moves match.