DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from An Exceptional Life Financial, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Jalyn Crittenden | An Exceptional Life Financial, LLC independent RIA | Schwab Wealth Advisory, Inc. no RAUM | Other | Jan 5, 2026 | Jan 22, 2026 |
| Thomas Joseph Farrer | An Exceptional Life Financial, LLC independent RIA | Core Wealth Advisors independent RIA | RIA to RIA | Oct 29, 2024 | Jan 22, 2025 (85 d) |
| David Ryan Gourley | An Exceptional Life Financial, LLC independent RIA | K-12 Planning state registered | RIA to a state-registered adviser | Apr 30, 2024 | Jun 11, 2024 (42 d) |
| James Serrano | An Exceptional Life Financial, LLC independent RIA | Modera Wealth Management, LLC independent RIA | RIA to RIA | Aug 8, 2023 | Aug 28, 2023 |
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4 moves match.