DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Pathway Advisors Group
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| William David Frier | Pathway Advisors Group independent RIA | Maia Wealth independent RIA | RIA to RIA | Jul 18, 2024 | Apr 28, 2021 |
| Walker Kesterson | Pathway Advisors Group independent RIA | State Farm Investment Management Corp. asset manager | Other | Dec 22, 2023 | Jan 3, 2024 |
| Daniel Francis Brascetta | Pathway Advisors Group independent RIA | Sharkey Howes & Javer Inc independent RIA | RIA to RIA | Jan 31, 2022 | Jun 9, 2021 |
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3 moves match.