DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Heritage Wealth Partners, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Cortland Robert Bradbury | Heritage Wealth Partners, LLC independent RIA | Private Client Services, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Jul 10, 2025 | May 5, 2025 |
| Stephen Andrew Mcbride | Heritage Wealth Partners, LLC independent RIA | Private Client Services, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Jul 10, 2025 | May 5, 2025 |
| Pei-Chin Andrew | Heritage Wealth Partners, LLC independent RIA | Summit Financial, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Jul 10, 2025 | Apr 23, 2025 |
| Richard Hammons | Heritage Wealth Partners, LLC independent RIA | Summit Financial, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Jul 10, 2025 | Apr 23, 2025 |
| Matthew P Sands | Heritage Wealth Partners, LLC independent RIA | Elevate Wealth Management state registered | RIA to a state-registered adviser | Sep 7, 2023 | Sep 1, 2026 (1090 d) |
Page 1 of 1
5 moves match.