DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Miramar Capital

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Chris KostiukMiramar Capital independent RIAWealth Enhancement Advisory Services, LLC BD affiliatedRIA to affiliated broker-dealer or bankAug 27, 2026Aug 3, 2026
Robert KalmanMiramar Capital independent RIAWealth Enhancement Advisory Services, LLC BD affiliatedRIA to affiliated broker-dealer or bankAug 27, 2026Aug 3, 2026
Max Scott WassermanMiramar Capital independent RIAWealth Enhancement Advisory Services, LLC BD affiliatedRIA to affiliated broker-dealer or bankAug 27, 2026Aug 3, 2026
Steven Harman MogulMiramar Capital independent RIAArete Wealth Advisors, LLC BD affiliatedRIA to affiliated broker-dealer or bankMay 16, 2023Jun 23, 2023 (38 d)
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4 moves match.