DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Carson Group Investing
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Brett Dale Carson | Carson Group Investing asset manager | Northwestern Mutual Investment Services,LLC no RAUM | Other | May 5, 2023 | Jun 22, 2023 (48 d) |
| William Joshua Anthony Russell | Carson Group Investing asset manager | Alpha Architect independent RIA | Other | Oct 18, 2022 | Oct 12, 2022 |
| Stephen Mark Swensen | Carson Group Investing asset manager | Ignite Planners LLC independent RIA | Other | Oct 17, 2022 | Mar 27, 2023 (161 d) |
| Vishnu Tait Lekraj | Carson Group Investing asset manager | Onedigital institutional | Other | Mar 8, 2022 | Apr 12, 2022 (35 d) |
| Robert J Schultz | Carson Group Investing asset manager | Robert W. Baird & Co. Incorporated mixed wealth | Other | Mar 24, 2021 | Nov 10, 2021 (231 d) |
| Rick C. Jaster | Carson Group Investing asset manager | Evestia Financial no RAUM | Other | Feb 8, 2021 | Jul 27, 2021 (169 d) |
| Tyler Richard Schlumpf | Carson Group Investing independent RIA | Wells Fargo Advisors wirehouse | RIA to wirehouse | Jun 10, 2019 | Jul 19, 2021 (770 d) |
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7 moves match.