DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Bartlett & Co. Wealth Management LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Craig M Sarembock | Bartlett & Co. Wealth Management LLC independent RIA | Farther independent RIA | RIA to RIA | Sep 4, 2026 | Aug 10, 2026 |
| Nicholas Andrew D'Andrea | Bartlett & Co. Wealth Management LLC independent RIA | Cx Institutional, LLC independent RIA | RIA to RIA | Feb 20, 2026 | Jan 21, 2026 |
| Michael Evan Vassar | Bartlett & Co. Wealth Management LLC independent RIA | Robert W. Baird & Co. Incorporated mixed wealth | RIA to RIA | Jul 1, 2022 | Jul 1, 2022 |
| Ross David Cohen | Bartlett & Co. Wealth Management LLC independent RIA | Ritholtz Wealth Management independent RIA | RIA to RIA | May 25, 2022 | May 16, 2022 |
| Simon T. Lawson | Bartlett & Co. Wealth Management LLC independent RIA | Fidelity Personal And Workplace Advisors BD affiliated | RIA to affiliated broker-dealer or bank | Oct 19, 2020 | Jan 22, 2021 (95 d) |
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5 moves match.